Business Continuity

Bryant Park Capital Securities, Inc. (“BRPA”), pursuant to Financial Industry Regulatory Authority, Inc. (“FINRA”) rules, has created a Business Continuity Plan, to address and guide our response to and recovery from Significant Business Disruptions (“SBDs”). Copies of this Summary Disclosure Statement shall be given to all clients at the time they open their accounts with BRPA. BRPA’s Business Continuity Plan is subject to modification and an updated summary will be promptly e-mailed to our clients. Alternatively, clients may obtain updated summaries by requesting a written copy by mail or fax.

In all of the following scenarios, BRPA plans to continue business and our planned recovery time, depending upon the time of occurrence, should not exceed 24 hours from the time of the declaration of the SBD. Staff, telephone calls, and e-mails will return to their original location upon full restoration of service.

Disruption to a single building or our Firm’s main or branch office

If a disruption occurs at our main office located at 489 Fifth Avenue, 16th floor, New York, NY 10017 or our branch located at Eight Tower Bridge, 161 Washington St., Suite 310, Conshohocken, PA 19428, we will move our staff from affected offices to the home of each individual Associated Person.

Disruption to a business district

If a disruption occurs in our business district affecting our main or branch office, we will move our staff from affected offices to the home of each individual Associated Person. These locations shall be outside the business district.

 

City-wide business disruption

If a disruption occurs in our city-wide area that affects our main or branch office, we will move our staff from affected offices to the home of each individual Associated Person. These locations shall be outside the city-wide area.

 

Regional disruption

If a regional disruption occurs that affects our main or branch office, we will move our staff from affected offices to the home of each individual Associated Person.

BRPA has also contracted with various entities to ensure that sensitive information is made redundant at back-up facilities. However, due to the nature of such information we do not disclose the specific location of any back-up facilities, any proprietary information contained in our Business Continuity Plan or the parties with whom we have back-up arrangements.

Contacting Us - If after a significant business disruption you cannot contact us as you usually do at 212-798-8200, you may call our alternative number 646-290-7248 and speak with Steven Bender.  Please do not call our alternative number unless you truly believe that our business has been interrupted.

Please call if you should you have any questions at 212-798-8200.

Thank You.

Joel Magerman

CEO & CCO